Route of antigen delivery impacts the immunostimulatory activity of dendritic cell-based vaccines for hepatocellular carcinoma
© Pardee et al. 2015
Received: 19 March 2015
Accepted: 24 June 2015
Published: 21 July 2015
Dendritic cells (DC) are uniquely equipped to capture, process, and present antigens from their environment. The context in which an antigen is acquired by DC helps to dictate the subsequent immune response. Cancer vaccination promotes antitumor immunity by directing an immune response to antigens expressed by tumors. We have tested the tumor-associated antigen alpha-fetoprotein (AFP) as an immunotherapy target. The majority of hepatocellular carcinomas (HCC) upregulate and secrete this oncofetal antigen.
To develop cancer vaccines for HCC capable of promoting potent tumor-specific T cell responses, we tested adenovirally-encoded synthetic AFP, with or without its signal sequence, as well as protein forms of AFP and compared intracellular routing and subsequent antigen-specific CD8+ and CD4+ T cell responses.
Surprisingly, the secreted form of antigen was superior for both CD4+ and CD8+ T cell activation. We also examined the mechanism through which AFP protein is endocytosed and trafficked in human DC. We identify the mannose receptor (MR/CD206) as the primary uptake pathway for both normal cord blood-derived AFP (nAFP) and tumor-derived AFP (tAFP) proteins. While in healthy donors, nAFP and tAFP were cross-presented to CD8+ T cells similarly and CD4+ T cell responses were dependent upon MR-mediated uptake. In HCC patient cells, tAFP was more immunogenic, and CD4+ T cell responses were not MR-dependent.
Secreted, cytoplasmically retained, and endocytosed forms of AFP utilize unique uptake and processing pathways, resulting in different immunologic responses from the induced antigen-specific CD4+ and CD8+ T cells and between healthy donors and HCC patients. Collectively, these data elucidate pathways of spontaneous and induced anti-tumor immunity in HCC patients to this secreted antigen.
DC play a key role in initiating the adaptive immune response by sampling antigens from their environment and presenting them to lymphocytes. The physiologic cues received by DC as antigen is taken up impact processing and presentation and help to shape subsequent lymphocyte responses [1, 2]. DC were shown initially to utilize both (macro)pinocytosis and the mannose receptor (MR/CD206), a C-type lectin receptor (CLR), to take up and concentrate model antigens like horseradish peroxidase and mannosylated bovine serum albumin (BSA) . Scavenger receptors, CLRs, heat shock proteins, and Fc receptors are also antigen uptake mechanisms used by DC . Endocytosis of the model protein antigen ovalbumin via scavenger receptors promotes lysosomal degradation of ovalbumin, MHC II-restricted presentation, and activation of CD4+ T cells. In contrast, uptake via MR results in enhanced cross-presentation of antigen to CD8+ T cells , which was recently shown to involve Sec61 mediated transport between endosomes and the cytosol . Additional studies suggest that antigen uptake by receptors that facilitate early endosomal routing and accumulation of antigen in endosomes, rather than lysosomal delivery and proteolytic digestion, should promote cross-presentation, prolonged antigen presentation and subsequently induce superior CD8+ T cell activation, an essential component of anti-tumor immunity [7, 8].
Alpha-fetoprotein (AFP) is the most abundant serum protein in the fetus, reaching levels of up to 3 mg/ml in fetal blood . It is transcriptionally repressed shortly after birth, and normal adult levels are between 1–20 ng/ml. The reappearance of AFP in the circulation of adults is associated with liver regeneration, hepatitis, chronic liver diseases and malignant growth, including hepatomas and teratomas . Serum assays of circulating AFP play an important role in the diagnosis of hepatocellular carcinoma (HCC) and monitoring responses to treatment. In contrast to fetal AFP, tumor-secreted AFP is differentially glycosylated [11, 12]. A fucosylated variant, known as AFP-L3, is the major glycoform in HCC patient serum and is associated with poor outcome . The uptake of AFP by multiple cell types, including epithelial cells, activated lymphocytes and tumor cells, has been observed [14–17], although a specific cell surface receptor has not yet been definitively identified .
Given its common over-expression by the majority of HCC tumors, AFP represents an attractive target for immunotherapy . It has been demonstrated that both CD4+ and CD8+ T cells can recognize AFP epitopes presented by dendritic cells (DC) . Our group observed that CD8+ T cells from healthy donors can respond to four dominant and ten subdominant HLA-A*0201-restricted peptides in vitro . At least three clinical trials have tested AFP-based vaccine regimens: i) four immunodominant HLA-A*0201-restricted AFP peptides emulsified in Montanide adjuvant , ii) AFP peptide-pulsed autologous DC , and iii) a DNA-prime/adenovirus (AdV)-boost genetic immunization . Although no objective clinical responses were observed in the small numbers of vaccinated patients, AFP-specific T cell responses were either developed or expanded in the majority of patients. The association between AFP secretion and poor clinical outcome, HCC stemness  and tumor growth rate supports further testing of AFP as an immunogenic tumor-associated antigen target. Because of the inherent variability in human self-tumor antigen responses and the small size of most cancer vaccine clinical trials, it is not yet clear how to load DC with antigen optimally for CTL induction. Clinical trials continue to utilize a wide array of antigen sources and uptake pathways to attempt to promote antitumor immunity. It is also increasingly clear that there is considerable tumor-immune crosstalk before tumors become clinically evident, and many patients have spontaneous immune responses to tumor antigens without vaccination or other therapy.
In this study, we examined different forms of AFP antigen to identify how the antigen is taken up, processed, and presented by DC. By investigating the fetal and tumor-induced immunity to this secreted antigen and examining the subsequent impact on T cell responses, we inform the design of future vaccination strategies targeting this oncofetal antigen.
Results and discussion
AdV-transduction induces partial maturation of DC
Adenovirally-expressed AFP localizes to the Golgi apparatus and related compartments in DC
Unlike native AFP, adenovirally-encoded eGFP-AFP is retained in the cytoplasm of DC
Clinical laboratory and ELISA assays were employed to determine the concentration of AFP secreted into the supernatants of DC transduced with AdVhAFP or AdVeGFP-AFP. While native AFP is secreted at high levels over three days post-transduction, eGFP-AFP is undetectable in these supernatants (Fig. 3b), further confirming that the addition of eGFP on the AFP N-terminus disrupts and inactivates the secretion signal.
T cell responses in HD and HCC patients are differentially induced by secreted and cytoplasmically-retained AFP constructs
We next tested the T cell stimulatory activity of these AdVs in PBMC from AFP-positive HCC patients. Four of the 6 HCC PBMC samples expanded detectable AFP-specific T cells. Unlike what we observed in healthy donors, DC transduced with the cytoplasmically-retained AdVeGFP-AFP induced superior or equivalent CD8+ T cell responses (with some epitope-specific differences) versus the AdVhAFP group (Fig. 4c). AFP137 differences approached significance (p = 0.06) and AFP325 differences were highly significant (p < 0.0001). HCC patient CD4+ T cells were also efficiently activated by both constructs (Fig. 4d), suggesting that in individuals with prior exposure to tumor-derived AFP, but not in healthy donors, robust AFP-specific T cell responses can be induced by both secreted and cytoplasmically-retained AFP.
AFP protein upregulates maturation markers and downregulates endocytic receptors on DC
Intracellular trafficking of endocytosed AFP
DC endocytose AFP primarily via the mannose receptor
We further analyzed the role of MR in AFP uptake using fluorescent microscopy. Immediately after DC were pulsed with fluorescently-labeled nAFP, endocytic pockets containing MR and nAFP, together and co-localized, were observed throughout the cytoplasm of DC, further supporting the role of MR in AFP endocytosis (Fig. 7c). Similar trafficking patterns and MR co-localization were observed with tAFP (data not shown). No colocalization was observed, however, between endocytosed nAFP and the scavenger receptor CD36 (Fig. 7d).
Because HCC cells are also capable of taking up AFP , endocytosis of nAFP and tAFP by the HCC cell line HepG2 was also assessed. HepG2 cells take up comparable levels of both nAFP and tAFP (Additional file 1: Figure S1A), although to a lesser degree than DC (Fig. 6a). We also confirmed that AFP is internalized by HepG2 cells and not simply bound to the cell surface (Additional file 1: Figure S1B). Unlike DC, HepG2 cells do not express CLRs, but express high levels of CD36 and moderate levels of LOX-1 and SR-B1 (Additional file 1: Figure S1C). By utilizing the same uptake inhibition strategy, we demonstrate that AFP uptake occurs primarily through pinocytosis and scavenger receptors, in contrast to DC (Additional file 1: Figure S1D).
AFP-specific T cell responses induced by protein-loaded DC occur in both MR-dependent and –independent manners
Protein-loaded HCC patient DC were next evaluated for their T cell stimulatory activity. As with healthy donors, MR blockade did not compromise the ability of these DC to cross-present antigen and induce high frequency CD8+ T cell activation (Fig. 8c). In fact, MR blockade significantly increased the frequency of AFP158 and AFP325-specific T cells stimulated by nAFP loaded DC (p = 0.02 and 0.046, respectively). While inhibiting tAFP stimulation of AFP158-specific CD8+ T cells (p = 0.0008). Importantly, MR blockade had a negligible effect on AFP-specific CD4+ T cell activation in HCC patients (Fig. 8d). This is in contrast to the reduced CD4+ T cell responses with MR blockade in healthy donors. These data suggest that HCC patients with AFP-secreting tumors may have been previously primed by circulating tAFP, and that our in vitro cultures are testing the loaded DC ability to boost these T cells. Indeed, the frequencies of AFP-specific CD4+ T cells are much higher (Figs. 4d and 8d) than from healthy donors (Figs. 4b and 8b). Together with our AdV-delivered antigen results (Fig. 4), these data show that T cells from AFP-naïve healthy donors and AFP-experienced HCC patients are differentially activated by alternative strategies and pathways of DC antigen loading.
Numerous cell surface receptors on DC, including MR, DEC-205, DC-SIGN, and several scavenger receptors, mediate the endocytosis of exogenous antigens. Internalized antigen is generally shuttled into lysosomes, where it is subsequently degraded and presented in the context of MHC Class II molecules. Alternatively, DC are capable of re-routing internalized antigen into the MHC Class I pathway via several potential mechanisms . This process, known as cross-presentation, is essential for the development of protective anti-tumor CD8+ T cell immunity. Importantly, recent evidence suggests that the divergence of internalized antigen into either MHC Class I or Class II pathways may be dictated by the particular cell surface receptor that was responsible for endocytosis of the antigen. We have recently shown that AFP, a secreted oncofetal antigen that is over-expressed by more than half of HCC tumors, is efficiently internalized by human monocyte-derived DC. Here, to identify the endocytosis mechanism(s) responsible for AFP internalization and to determine the downstream impact on T cell responses, we co-cultured DC with fluorescently-labeled AFP in the presence or absence of inhibitors of specific endocytic pathways. Pretreatment of DC with mannan, an MR inhibitor that competitively blocks endocytosis of mannose-rich structures, abrogated AFP uptake, while similar treatment with polyinosinic acid, a specific inhibitor of scavenger receptors, blocked between 50-70 % of AFP internalization. These data are consistent with the observed high levels of MR and the scavenger receptors SR-A1 and CD36 expressed by the DC. MR is also known to be expressed on circulating human BDCA1+ DC . Because AFP is also taken up by HCC cells, where it is thought to regulate apoptosis and steroid receptor-mediated cell growth, we performed similar endocytosis blockade experiments using the HCC cell line HepG2. In contrast to DC, uptake of AFP by HepG2 cells was mediated by pinocytosis and several scavenger receptors, including LOX-1 and CD36.
Vaccines, including cancer vaccines, have utilized many approaches to convey antigen to stimulatory antigen presenting cells. Ex vivo DC loading strategies include tumor fusion, tumor lysate loading (with a variety of tumor killing strategies), purified protein loading, antibody conjugate targeting, long peptide loading, and MHC-restricted short peptide epitope pulsing . Each of these approaches has been used in clinical trials with variable immunologic and therapeutic outcomes [41–43]. The role of the antigen uptake pathway in not generally addressed in these studies.
The MR has been shown to be highly expressed on cultured DC and to be a very efficient antigen uptake receptor . To improve the uptake efficiency of some antigens, conjugation of mannose groups has been tested and shown to improve uptake by DC . This CD206 pathway allows DC to accumulate a large amount of a variety of antigen molecules as well as microbes with mannosylated glycoproteins very quickly , with very efficient receptor recycling. Depending on the antigen glycosylation state, as little as 15 min of antigen uptake can result in maximal T cell activation . Here, we show that uptake of AFP is extremely efficient, with intracellular antigen detected immediately after pulsing. The mature, circulating form of AFP contains approximately 4 % carbohydrates by weight, including N-acetyl-glucosamine (1.2 %), mannose (2.2 %), sialic acid (0.9 %) and small amounts of glucose . Binding of AFP regions to MR were predicted in silico by an algorithm designed by one of us , with AFP 485–493 and AFP 492–500 in domain 3 being critical. As we  and others [48–53] have shown, AFP can have immune suppressive effects on DC and we have shown that a significant amount of that activity is due to low molecular mass (LMM) co-purifying molecules bound to AFP that is internalized with the AFP. Here, we have shown that MR-mediated uptake of both nAFP and tAFP is very efficient, allowing for a quick accumulation of AFP protein in early endosomes, which can be detected in the perinuclear space for at least 72 h. This uptake pathway may, therefore, enhance the ability of the co-purifying molecules (known to include fatty acids, bilirubin and neopterin [54, 55]) to be concentrated inside DC. Blockade of CD206 reduced HD CD4+ T cell responses, suggesting that scavenger receptor-mediated uptake does not support efficient antigen routing for MHC class II presentation, while CD206 mediated routing through early endosomes is the most efficient route. Unexpectedly, tAFP and nAFP behave similarly as antigen sources for CD8+ and CD4+ T cell activation. The only significant difference we detected was that MR blockade improved CD8+ T cell responses in HCC patients from nAFP loaded DC. The frequencies of tAFP-induced T cells was also higher frequency in HCC patients than for nAFP.
Replication-deficient AdVs are also an established gene delivery vehicle, capable of transducing both dividing and non-dividing cells and inducing prolonged transgene expression (up to 14 days) into transduced cells . Type 5 AdV bind to the cell surface Coxsackie-adenovirus receptor (CAR) and cell-surface integrins, leading to clathrin-mediated endocytosis. The virus-containing macropinosomes are lysed, releasing the contents into the cytosol . We found that the adenovirally-delivered cytoplasmic eGFP-AFP was diffusely localized throughout the cell, without any accumulation in the perinuclear regions. The superiority of the native secreted form of AFP for priming of both CD4+ and CD8+ T cell responses in HD may relate to the high level accumulation of antigen over several days throughout the ERGIC, Golgi and TGN. Our observations are also similar to those described by Fukasawa et al., in which recombinant native AFP was routed into the secretory pathway of various cell lines via the Golgi, whereas an AFP construct lacking the N-terminal secretion signal was retained in the cytoplasm and failed to be secreted .
We hypothesize that healthy donor T cells have been exposed to nAFP, taken up via CD206 and SR pathways, and presented to CD4+ and CD8+ T cells, during fetal development through birth. This is in contrast to other types of self antigens, like cytoplasmically expressed proteins from adult tissues like melanocyte lineage antigens. HCC patients with tAFP-expressing tumors have been further exposed as adults to circulating tAFP. While we demonstrate here that both nAFP and tAFP are efficiently endocytosed by DC via CD206 and SRs, we recently demonstrated that tAFP binds to potently immune suppressive molecules that can significantly impair DC function and T cell stimulatory activity .
Hepatocellular carcinoma (HCC), the most common form of liver cancer, is the second leading cause of cancer-related death worldwide . Current therapies for advanced HCC are marginally effective and can exacerbate underlying liver disease. The ability of immunotherapy to elicit nontoxic, systemic, long-lived anti-tumor activity therefore makes it an attractive area of investigation, and there have been a few intriguing trials with improved outcomes for vaccinated HCC patients [60, 61]. Importantly, a minority of HCC tumors are spontaneously infiltrated by lymphocytes , and to date, HCC has not been one of the more responsive tumor types with checkpoint blockade with anti-CTLA-4 or anti-PD-1 . It may be critical to first drive a tumor antigen immune response with vaccination to create a setting for response to other therapies.
Human cord serum nAFP (Cell Sciences; purity >95 % by SDS-PAGE), and HCC cell line culture-derived tAFP (Bio-Rad; purity >95 % by SDS-PAGE) were added to cultures at 10 μg/ml. Alexa Fluor 488-conjugation of nAFP and tAFP was performed using an Alexa Fluor 488 protein labeling kit (Life Technologies). Overlapping peptides (20-mer amino acids overlapping by 10) spanning the AFP protein were from Mimotopes (>80 % purity). Lyophilized peptides were reconstituted in DMSO and pooled. AFP-derived peptides (AFP137–145: PLFQVPEPV; AFP158–166: FMNKFIYEI; AFP325–334: GLSPNLNRFL) were purchased from the University of Pittsburgh Peptide Synthesis Facility. E1- and E3-deleted adenoviruses encoding human AFP (AdVhAFP) and enhanced green fluorescent protein (eGFP)-tagged AFP (AdVeGFP-AFP) were acquired from BDP/NCI-Frederick and the University of Pittsburgh Vector Core, respectively. AdVTyrosinase was also acquired from the University of Pittsburgh Vector Core. Viral titers were tested using the Adeno-X Rapid Titer Kit (Clontech Laboratories) and multiplicity of infection (MOI) used to infect DC was based on the values obtained.
HepG2 hepatoma (ATCC #HB-8065) and T2 (HLA-A2+; ATCC #CRL-1992) cell lines were cultured in RPMI 1640 medium, supplemented with 10 % fetal bovine serum, 1 % penicillin-streptomycin, and 1 % L-glutamine (all reagents from Life Technologies). Cultures were maintained in a humidified 37 °C incubator under 5 % CO2 tension.
Isolation of PBMCs
Peripheral blood mononuclear cells (PBMC) were obtained from 8 healthy donors (HD) and from 6 HCC patients banked from an AFP peptide-pulsed DC vaccine clinical trial  (UPCI #04-001; UCLA IRB #00-01-026, IND BB9395; informed consent was obtained from all patients and donors). Limited patient data are listed in Additional file 2: Table S1. PBMC were separated from blood using gradient centrifugation (Ficoll-Paque, GE Healthcare).
CD14+ monocytes were isolated from PBMC using magnetic cell sorting (Miltenyi Biotec) and cultured for 5 days in 800 IU/ml rGM-CSF (Sargramostim; Genzyme) and 500 IU/ml rIL-4 (eBioscience; purity >98 % by SDS-PAGE). Where noted, DC were matured with IFN-γ (1000 IU/ml; PeproTech) and lipopolysaccharide (LPS, 250 ng/ml; Sigma-Aldrich) for an additional 24 h prior to collection. DC were transduced with AdVhAFP, AdVeGFP-AFP, or AdVTyrosinase for 3 hr in serum-free media at MOI 2000.
Endocytic receptors were stained using the following antibodies: CD206/MR (eBioscience), DC-SIGN, CD36 (both from BD Biosciences), SR-A1 (R&D Systems), LOX-1 (BioLegend), and SR-B1 (Novus Biologicals). DC and T cell phenotypes were examined using antibodies against the following markers: HLA-ABC (BioLegend), CD206, CD40, CD80, CD83, IL-2 (BD Biosciences), CD4, CD8, TNF-α, IL-2, and HLA-DR (Beckman Coulter). Data were acquired with an Accuri C6 cytometer (BD Biosciences) and analyzed using CFlow Plus software.
Uptake inhibition assays
DC or HepG2 cells were pretreated with inhibitors in serum-free media for 30 min at 37 °C. Without washing, fluorescently-labeled protein was added at 10 μg/ml for 1 hr at 37 °C. After washing, MFI of internalized protein was quantitated by flow cytometry. Percent inhibition was calculated as: [(MFI of untreated cells) – (MFI of treated cells)]/(MFI of untreated cells) × 100 %. The following blocking antibodies were used: CD206 (clone 15–2; BioLegend), DC-SIGN (clone 120507), SR-A1 (clone 351620), LOX-1 (clone 331212; all from R&D Systems), CD36 (clone 185-1G2; NeoMarkers), and SR-B1 (rabbit polyclonal; Novus Biologicals). Dimethylamiloride (DMA; 100 μM), mannan (300 μg/ml), and polyinosinic acid (Poly I; 50 μg/ml) were purchased from Sigma.
Confocal immunofluorescence staining and imaging
DC cultured in 8-well chamber slides (Nunc) were fixed (4 % paraformaldehyde), permeabilized (0.1 % Triton X-100), and stained with rhodamine phalloidin (Life Technologies) and DRAQ5 (eBioscience), to label F-actin and nuclei, respectively. The following primary antibodies were used for staining cells: AFP (AbD Serotec), CD206 (BioLegend), CD36, Tyrosinase, EEA-1, LAMP-1, KDEL, ERGIC-53 (all Santa Cruz Biotechnology), golgin-97 (Life Technologies), TGN46 (Sigma), mouse and rabbit IgG isotype controls (R&D Systems), and anti-Alexa Fluor 488 (to amplify the fluorescent signal of Alexa Fluor 488-labeled protein; Life Technologies). The following secondary antibodies were used: goat anti-mouse Alexa Fluor 488 and 555, goat anti-rabbit Alexa Fluor 488 and 555 (all from Cell Signaling Technology), donkey anti-goat Cy3 (Jackson ImmunoResearch), donkey anti-mouse Alexa Fluor-488, and donkey anti-rabbit Alexa Fluor-488 (both Life Technologies). Images were acquired using a Leica TCS-SL confocal microscope.
Quantification of secreted AFP by ELISA
Secretion of AFP and eGFP-AFP by adenovirus vector-transfected DCs was quantified using DuoSet ELISA development system for human AFP (R&D Systems) per the manufacturer’s protocol.
T cell stimulation and cytokine production assays
AFP-loaded DC (via AdVhAFP transduction or AFP protein pulse) from HLA-A2+ HD or HCC patients were co-cultured with autologous monocyte-depleted PBMC at a 1:10 ratio (DC: PBMC) in RPMI 1640 plus 10 % human AB serum plus pen/strep/L-G In plus 20 IU/ml IL-2 and 5 ng/ml IL-7. Cultures were supplemented with fresh media containing IL-2 and IL-7 every 3–4 days. After 12–13 days, HD CD4+ T cells and HCC patient CD8+ and CD4+ T cells were analyzed for AFP-specific cytokine production, while HD CD8+ T cells were isolated by magnetic bead selection (Miltenyi Biotec) and restimulated with autologous DC (loaded with AFP as in the initial stimulation) for an additional 10d, and then analyzed for AFP-specific cytokine production. For CD8+ T cell intracellular cytokine staining, cells were stimulated in the presence of brefeldin A with T2 cells pre-loaded with one of three immunodominant AFP-derived peptides (AFP137–145, AFP158–166, and AFP325–334; all at 10 μg/ml). Six hours later, T cells were stained for CD8, fixed, permeabilized, and stained for intracellular TNF-α. For CD4+ T cell intracellular cytokine staining, cells were stimulated in the presence of brefeldin A with autologous DC pre-loaded with the AFP peptide pool (at 60 μg/ml). Six hours later, T cells were stained for CD4, fixed, permeabilized, and stained for intracellular IL-2 and TNF-α.
To determine the statistical significance of differences in AFP antigen form and uptake pathways, Figs. 4 and 8 were analyzed as follows. Mixed effects ANOVA were fit to the data, and the distributions of the residuals were visually checked using Q-Q plots. While some of the data demonstrated serious departures from the distributional assumption, these departures were not present in any of the analyses with statistically significant results. P values < 0.05 are considered significant and noted with asterisks in the figures.
This study was supported by research funding from the University of Pittsburgh Cancer Institute (UPCI) P30 CA047904 and NCI RO1 CA 138635 (LHB). This project used UPCI shared resources that are supported in part by award P30CA047904: the UPCI Immunologic Monitoring and Cellular Products Laboratory (L.H. Butterfield, Director), the University of Pittsburgh Vector Core (A. Gambotto, Director), and the University of Pittsburgh Center for Biologic Imaging (S. Watkins, Director and P. Basse, Co-Director).
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